What services does an investment company provide to an investor?
If you started an investment company, what kind of services would you provide for an investor?
blingblingkid
Question answered by Ron Berue
If you're asking from the perspective of a potential investor, its up to you to investigate before you invest your hard-earned money.
If you're asking from the perspective of a potential venture capitalist or a person wanting to begin ,an investment company, the BEST way to discover the answer is to ask an investment banker. Before making your appointment, do some on-line research.
Make an appointment for lunch with an investment banker and ask a few questions:
[Not necessarily in this order]
A] Would you please do me a favor? THEN you wait for an answer.
When you get the "Yes" or "Sure, go ahead." or an answer in the affirmative THEN you preface or qualify your next Q from the perspective you are interested in finding the answer to.
EXAMPLE #1: "I'm interested in starting my own invest company. Would you please tell me everything you know about doing that?"
THEN you wait for an answer.
After finishing his/her answer, ask, "Is there anything else I should know?" THEN wait for the answer to that Q.
THEN ask the Qs which he/she didn't answer or explain to your understanding or satisfaction. THEN AFTER ASKING EACH Q, ALWAYS WAIT FOR AN ANSWER.
EXAMPLE #2: "I'm interested in investing my money with q very reputable firm which has extremely reasonable rates. Would you please tell me everything you know about your company - including what y9our fees are and all the fees you have - as well as what my requirements are to keep those fees at a minimum?"
THEN you wait for an answer.
After finishing his/her answer, ask, "Is there anything else I should know?" THEN wait for the answer to that Q.
THEN ask the Qs which he/she didn't answer or explain to your understanding or satisfaction. THEN AFTER ASKING EACH Q, ALWAYS WAIT FOR AN ANSWER.
Thanks for asking your Q! I enjoyed answering it!
VTY,
Ron Berue
Yes, that is my real last name!
What kind of investment company is right for me?
I'm doing well in stock market, I would like to open an investment company (home base business). There are many options, but I don't know which one is the best for me.
I live in Pennsylvania; I also look for something that allows me to deduct the most from tax.
n k
Question answered by financegal27
Well Ameriprise and LPL are good options, however you can't just open a investment company with out having the appropriate certification and licenses. Depending on what types of services you will be offering at minimum you will need to because a registered investment advisor to charge a fee for service. If you tend to sell advice you will need to get NASD licenses either 6 or 7 as well as a 65.
It would be helpful if you provided some more information on what exactly you are planning on doing though.
Starting an Investment company to buy and sale individual stocks. Does anyone has the experience?
Think about moving personal investment into an Investment company as a starting point. Is there any pitfall for doing so? Any additional tax liabilities? Also, if it makes sense, which state should I register at?
mjchien
Question answered by Brendan Prewitt
I currently manage an investment company. You have to be careful how you structure and run the business so that it doesn't fall into the Investment Company Act of 1040, for which you would need to be certified. Please contact me at nycigllc@yahoo.com and I can provide you with the details as to how we structured and operate our company.
Look forward to hearing from you,
Brendan Prewitt
President, New York Capital Investment Group LLC
What are some good investment companies where I can open a mutual funds account?
I managed to save up about $10,000 and i was considering putting it in a mutual funds account. I need some good investment companies where i can put my money into
lloyd
Question answered by jonathan o
Try looking at wellsfargo 1500 to start they have the tools to help you also look at the wallstreet journal
How can I find investment companies that hire to find properties, give money for purchase, pay you commission.
How can I find real estate investment companies that hire assistance to find properties and will use their money for purchase and pay you commission. I have no information for the names of companies that promote such opportunities.
kris
Question answered by ogrendle
In most states you must have a Real Estate License to do this.
How can I find the names of investment companies that hire assistance to find properties and pay commission?
I would like to work for a real estate investment company to find property for commission. I have no information for the names of companies that promote such opportunities.
kris
Question answered by caf68
It's called bird-dogging and there are a lot of companies that do this, including mine. Email me and let me know where you live and a little about the types of properties in your area. I will mail you back with more info.
Why are so many financial investment companies in the Virgin Islands?
I am considering some investment companies that deal in forex. I have noticed that a lot are located in the British Virgin Islands. I have found a couple that I would like to do business with, but I am curious as to if there is a particular reason that they are located here and if there is any reason to be concerned about this. Thanks!!!
William M
Question answered by
The forex market has many unreliable and crooked forex brokers that you need to watch out for that is why I decided to personally test and review forex brokers to find the gems amongst the dirt.
Below you can find my reviews on the trustworthy, reliable and honest brokers who also offer all the latest features on their platforms.
http://www.forexlane.com/brokers.html
What are the three sources for investment company earnings?
I am working on an Exam review for Personal Finance. What are the three sources for investment company earnings? I assume this means, in what three ways do Investment companies earn profit.
zr
Question answered by jonathan A
fees, profits from funds invested and cant think of a thrid
Who gives higher returns of interest Banks or Investment companies when it comes to mutual funds?
Who's going to give the best return in Mutual Funds, a bank or an investment company? Who's less likely to have all the fees that come along with me investing in mutual funds?
God'sStrength
Question answered by Common Sense
Banks and Insurance Company's are the worst places for investment products (poor advice, mediocre and expensive products).
First off.... read Mutual Funds For Dummy's.
It will teach you all about *no-load / low fee Mutual Funds that you can buy directly from the company.
Great Mutual Fund companies are;
T. Rowe Price
Vanguard
Dodge & Cox
There are 100's more...........................................................
* no-load means no commssion
This stuff is easier than it looks. You can do well on your own.
Can a minor start an investment company?
I want to start investing professionally. I have been investing for my dad (unofficially) for a year now. I find it pretty easy, and I want to start a company. I'm 15. I want to start investment partnerships and take 1/2 of anything earned over 6%. Now please down start talking about how risky the stock market is, or how i cant do this stuff, or whatever. How can I legally start an investment company?
Jay Sean
Question answered by A nobody
In the United States you can NOT start, and/or own an investment company until you are 18 years of age.
This is mostly do to contract law, since a minor can not enter into a contract. By securities law you also must be 18 years old.
If you are planning to solicit customers from the general public you and your firm must be registered with the Securities & Exchange Commission.
Your firm will have to be registered as an investment adviser or a securities broker.
Even if you have an "investment partnership" (which is not advisable) you will have to be registered.
Also with some recent changes in registration requirements you and your firm will have to be registered not only in the state in which you or your company are domiciled but also with FINRA.
Once you get all the registerations going you will have to address written supervisory procdedures, accounting functions, and most important how you will be clearing yur transactions for your clients.
These just too many items to be covered here, but just visit the websites of both FINRA and the SEC. As you progress further, you will also have to file with your state securities area.
Good luck, I know what you are looking but in the end it should be worth it. Been there done that